General information about company
Scrip code	530557
NSE Symbol
MSEI Symbol
ISIN	INE132F01038
Name of the company	NCL RESEARCH AND FINANCIAL SERVICES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-06-2022
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	16250000			16250000	1.52	16250000		16250000	1.52
(B)	Public	187824	1054078000			1054078000	98.48	1054078000		1054078000	98.48
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	187825	1070328000			1070328000	100	1070328000		1070328000	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				1.52					16250000
(B)	Public				98.48					1048326400
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					1064576400

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		1	16250000			16250000	1.52	16250000		16250000	1.52
Sub-Total (A)(1)			1	16250000			16250000	1.52	16250000		16250000	1.52
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	16250000			16250000	1.52	16250000		16250000	1.52
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 2 )	Central Government/ State Government(s)/ President of India		1	4000			4000	0	4000		4000	0
Sub-Total (B)(2)			1	4000			4000	0	4000		4000	0
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		187087	437135634			437135634	40.84	437135634		437135634	40.84
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		136	122650920			122650920	11.46	122650920		122650920	11.46
(e)	Any Other (specify)		600	494287446			494287446	46.18	494287446		494287446	46.18
Sub-Total (B)(3)			187823	1054074000			1054074000	98.48	1054074000		1054074000	98.48
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			187824	1054078000			1054078000	98.48	1054078000		1054078000	98.48
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			187825	1070328000			1070328000	100	1070328000		1070328000	100
Total (A+B+C )			187825	1070328000			1070328000	100	1070328000		1070328000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				1.52					16250000
Sub-Total (A)(1)				1.52					16250000
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				1.52					16250000
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 2 )				0					4000
Sub-Total (B)(2)				0					4000
( 3 )	Non-institutions
(a(i))				40.84					437004034
(a(ii))				11.46					117230920
(e)				46.18					494087446
Sub-Total (B)(3)				98.48					1048322400
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				98.48					1048326400
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					1064576400
Total (A+B+C )				100					1064576400

Individuals/Hindu undivided Family
Searial No.	1
Name of the Shareholders (I)	VIJAY JAIDEO PODDAR	Click here to go back
PAN (II)	AACPP8853C	Total
No. of fully paid up equity shares held (IV)	16250000	16250000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	16250000	16250000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.52	1.52
Number of Voting Rights held in each class of securities (IX)
Class eg:X	16250000	16250000
Class eg:y
Total	16250000	16250000
Total as a % of Total Voting rights	1.52	1.52
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	1.52	1.52
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	16250000	16250000
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1
Name of the Shareholders (I)	VISHAL TILOKCHAND KOTHARI	Click here to go back
PAN (II)	CQRPK8001N	Total
No. of fully paid up equity shares held (IV)	42467488	42467488
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	42467488	42467488
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.97	3.97
Number of Voting Rights held in each class of securities (IX)
Class eg: X	42467488	42467488
Class eg:y
Total	42467488	42467488
Total as a % of Total Voting rights	3.97	3.97
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.97	3.97
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	42467488	42467488
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	LLP	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	Category	Category	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)			PMC FINCORP LIMITED	VISAGAR FINANCIAL SERVICES LIMITED	INDRAWATI ENTERPRISES PRIVATE LIMITED	KATYANI COMMODITIES PRIVATE LIMITED	HELOT PROPERTIES PRIVATE LIMITED
PAN (II)			AADCP1611J	AAACI1375B	AADCI5732P	AAECK6244R	AACCH8885R
No. of the Shareholders (I)	5	82	1	1	1	1	1
No. of fully paid up equity shares held (IV)	381000	484124279	200010000	184895343	20050000	14926300	11127800
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	381000	484124279	200010000	184895343	20050000	14926300	11127800
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.04	45.23	18.69	17.27	1.87	1.39	1.04
Number of Voting Rights held in each class of securities (IX)
Class eg: X	381000	484124279	200010000	184895343	20050000	14926300	11127800
Class eg:y
Total	381000	484124279	200010000	184895343	20050000	14926300	11127800
Total as a % of Total Voting rights	0.04	45.23	18.69	17.27	1.87	1.39	1.04
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.04	45.23	18.69	17.27	1.87	1.39	1.04
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	381000	483924279	200010000	184895343	20050000	14926300	11127800
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	8	9	10
Category	Clearing Members	Non-Resident Indian (NRI)	HUF
Category / More than 1 percentage	Category	Category	Category
Name of the Shareholders (I)				Click here to go back
PAN (II)				Total
No. of the Shareholders (I)	46	176	291	600
No. of fully paid up equity shares held (IV)	1173077	2352504	6256586	494287446
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1173077	2352504	6256586	494287446
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.11	0.22	0.58	46.18
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1173077	2352504	6256586	494287446
Class eg:y
Total	1173077	2352504	6256586	494287446
Total as a % of Total Voting rights	0.11	0.22	0.58	46.18
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.11	0.22	0.58	46.18
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1173077	2352504	6256586	494087446
Reason for not providing PAN
Reason for not providing PAN

significant beneficial owners

Sr. No.

Details of the SBO

Details of the registered owner

Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:

Date of creation / acquisition of significant beneficial interest

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Whether by virtue of:

Shares

Voting rights

Rights on distributable dividend or any other distribution

Exercise of control

Exercise of significant influence

1

PMC FINCORP LIMITED

AADCP1611J

India

Raj Kumar Modi

AERPM9788C

India

18.69

18.69

No

Yes

03-06-2022

Total:

18.69

18.69

0

2

VISAGAR FINANCIAL SERVICES LIMITED

AAACI1375B

India

TILOKCHAND MANAKLAL KOTHARI

AALPK7074K

India

17.27

17.27

No

Yes

03-06-2022

Total:

17.27

17.27

0